Agent skill

Fin Guru Compliance Review

by AojdevStudio in AojdevStudio/Finance-Guru

Compliance review of a Finance Guru deliverable or a proposed position.

AGPL-3.0Auto-check passedLegal & Compliance

Install Fin Guru Compliance Review

skills CLI
$ npx skills add AojdevStudio/Finance-Guru --skill fin-guru-compliance-review -a claude-code

Project install by default; add -g for ~/.claude/skills/.

GitHub CLI
$ gh skill install AojdevStudio/Finance-Guru fin-guru-compliance-review --agent claude-code

Project scope by default; add --scope user for a personal install. Needs GitHub CLI 2.90.0 or later (public preview).

Manual copy
$ git clone --depth 1 https://github.com/AojdevStudio/Finance-Guru.git skills-src && mkdir -p .claude/skills && cp -r skills-src/.claude/skills/fin-guru-compliance-review .claude/skills/fin-guru-compliance-review && rm -rf skills-src

Use ~/.claude/skills/ instead of .claude/skills for a personal install. The folder must contain SKILL.md.

Claude Code skills documentation · loads skills from .claude/skills/

Facts

Skill name
fin-guru-compliance-review
GitHub stars
322
Token cost
~801 tokens
SKILL.md length
300 words
Files
2
Skills in repo
18
Repo updated
First seen
Licence
AGPL-3.0

At a glance

Compliance review of a Finance Guru deliverable or a proposed position.

  • Works in 6 steps: Disclaimer Verification —… → Source Citation — All data sources cited… → Risk Disclosure — Appropriate risk… → …
  • Buy ticket is about to be final
  • SKILL.md covers Capability probe, Review Scope, ITC Risk Validation Workflow and Risk Thresholds, plus 3 more sections
  • Calls uv

What it does

Fin Guru Compliance Review is an agent skill from AojdevStudio/Finance-Guru. Compliance review of a Finance Guru deliverable or a proposed position. Checks disclaimers, source citations, and risk disclosures, and runs the ITC market-implied risk check with decision rules DR-1 to DR-5. Use when an analysis or buy ticket is about to be final, or when the owner asks whether a position passes risk review. Not for scanning the repository for secrets or PII before a push (use compliance-scan).

Its SKILL.md is about 800 tokens, which your agent loads only when the skill is triggered. The skill folder holds 1 other file (for example `itc-divergence.md`).

It sits in Legal & Compliance, covering Regulatory compliance. The repository describes itself as: Self-hosted family office engine: typed Python calculators, a private SQLite ledger, and specialist agents for Claude Code and Codex. Agents propose. Typed code computes. The licence is AGPL-3.0.

When your agent uses it

  • Buy ticket is about to be final
  • The owner asks whether a position passes risk review

Example prompts

  • “/fin-guru-compliance-review”

Requirements

  • Python 3

Workflow steps

6 steps, taken from the first numbered list in SKILL.md.

  1. Disclaimer Verification — Educational-only positioning present and correct
  2. Source Citation — All data sources cited with timestamps and sensitivity notes
  3. Risk Disclosure — Appropriate risk warnings and disclosures included
  4. Data Handling — Proper data validation and audit trail requirements met
  5. Regulatory Currency — All cited regulations current as of review date
  6. ITC Risk Integration — Market-implied risk scores included for supported tickers

What it can do on your machine

Read from SKILL.md and the folder at commit 70016d5. It shows what the files ask for, not the result of running them.

  • Tool permissions

    Pre-approves nothing: there is no allowed-tools line, so your agent's usual permission prompts apply.

    From allowed-tools in the SKILL.md frontmatter.

  • Runs code

    Shell commands in SKILL.md call:

    • uv

    From the folder's file list and the shell code blocks in SKILL.md.

  • Network

    No URLs in SKILL.md. Its commands use uv, which can reach the network depending on how they are called.

    From URLs in SKILL.md, links to its own repository left out.

  • Credentials

    Names no API keys, tokens, secrets or passwords.

    From names ending in _API_KEY, _TOKEN, _SECRET, _KEY or _PASSWORD in SKILL.md.

Context cost

Fin Guru Compliance Review loads about 801 tokens when it runs. Until then it costs about 111 tokens; SKILL.md has 300 words of instructions outside code blocks.

Always · name and description, kept in context so the agent knows when to use it
~111
When it runs · the whole SKILL.md, loaded when a task matches
~801

Estimates: characters ÷ 4, the usual rule of thumb; real counts depend on the model's tokenizer. Scripts and assets cost tokens only if the agent reads them.

Safety

Auto-check passed

The automated check found no risky patterns in SKILL.md.

Automated static check — not a guarantee. Review scripts before installing. It scans the text of SKILL.md for risky patterns (piping downloads into a shell, reading credential files, hidden Unicode, destructive commands); files beside SKILL.md are not scanned.

SKILL.md

The full file from AojdevStudio/Finance-Guru at commit 70016d5, republished under its AGPL-3.0 licence (© AojdevStudio). 300 words, ~801 tokens.

Download SKILL.mdSave it as .claude/skills/fin-guru-compliance-review/SKILL.md (or your agent's skills folder). This skill also uses 1 other file; get the full folder from GitHub.
name
fin-guru-compliance-review
description
Compliance review of a Finance Guru deliverable or a proposed position. Checks disclaimers, source citations, and risk disclosures, and runs the ITC market-implied risk check with decision rules DR-1 to DR-5. Use when an analysis or buy ticket is about to be final, or when the owner asks whether a position passes risk review. Not for scanning the repository for secrets or PII before a push (use compliance-scan).

Compliance Review Skill

Structured compliance review workflow for Finance Guru outputs.

Capability probe

Before validating an externally sourced filing or issuer claim, follow the shared paid MCP capability probe. This workflow wants financial-datasets for normalized filing data. If it is absent, announce a primary-source regulator/issuer WebSearch fallback and the manual-validation caveat, or stop when the claim cannot be verified reliably.

Review Scope

  1. Disclaimer Verification — Educational-only positioning present and correct
  2. Source Citation — All data sources cited with timestamps and sensitivity notes
  3. Risk Disclosure — Appropriate risk warnings and disclosures included
  4. Data Handling — Proper data validation and audit trail requirements met
  5. Regulatory Currency — All cited regulations current as of review date
  6. ITC Risk Integration — Market-implied risk scores included for supported tickers

ITC Risk Validation Workflow

For portfolio positions with ITC coverage:

bash
# Single ticker check
uv run python -m src.analysis.itc_risk_cli TICKER --universe tradfi --output json

# Batch processing
uv run python -m src.analysis.itc_risk_cli TSLA AAPL MSTR --universe tradfi --output json

# Full risk band analysis
uv run python -m src.analysis.itc_risk_cli TICKER --universe tradfi --full-table --output json

Risk Thresholds

ITC ScoreBandAction
0.0-0.3LOWAPPROVE — Standard monitoring
0.3-0.7MEDIUMAPPROVE WITH NOTE — Document in review
0.7-1.0HIGHENHANCED REVIEW — Position limit review required

Decision Rules

ITC divergence and decision rules holds the full rules, the worked example, the divergence scenarios, and the escalation matrix.

  • DR-1: Low Risk Approval (ITC <0.3 AND VaR within limits)
  • DR-2: Medium Risk Note (ITC 0.3-0.7)
  • DR-3: High Risk Review (ITC 0.7-0.85)
  • DR-4: Critical Risk Block (ITC >0.85 OR divergence >30%)
  • DR-5: Unsupported Ticker (internal metrics only)

Output

Return the fin-guru-output-contract skill. The Bottom line is the verdict, one of PASS, CONDITIONAL PASS, or REVISIONS REQUIRED, with the decision rule that produced it. The Numbers table carries the ITC score and band for each supported ticker.

Requirements

  • Timestamp all compliance reviews with current date
  • Document every final decision (pass, conditional, revisions required)
  • Layer 2 variance of ±5-15% monthly is NORMAL — do not flag as compliance issue
  • Only block RED FLAG scenarios (>30% sustained declines, NAV erosion, strategy changes)

© AojdevStudio, AGPL-3.0. Rendered from Markdown: HTML in the file is shown as text, images as links, and headings moved down two levels. Raw file

Files

SKILL.md and 1 other file in .claude/skills/fin-guru-compliance-review of AojdevStudio/Finance-Guru.

  • SKILL.md
  • itc-divergence.md

Open the folder on GitHubat commit 70016d5

Compare with similar skills

Fin Guru Compliance Review next to the 5 skills that share the most tags, products or categories with it. Stars are the repository's; “used in” counts other GitHub owners with a copy.

Fin Guru Compliance Review compared with similar skills
SkillStarsUsed inTokensAuto-checkLicenceRepo updated
Fin Guru Compliance Review this skillAojdevStudio/Finance-Guru322—~801Automated safety check: PassAGPL-3.0
HIPAA Pre-Deployment Compliance Checkmaziyarpanahi/openmed5.5k—~2kAutomated safety check: PassApache-2.0
Hipaa ComplianceSushegaad/Claude-Skills-Governance-Risk-and-Compliance9461 repos~2.3kAutomated safety check: PassMIT
ISO Standards Readiness EvidenceK-Dense-AI/scientific-agent-skills48k1 repos~4.6kAutomated safety check: NotesMIT
Iso42001Sushegaad/Claude-Skills-Governance-Risk-and-Compliance9461 repos~3.7kAutomated safety check: PassMIT
Legal Compliance SearchSerein-81/financial_rag148—~1.6kAutomated safety check: NotesNone

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Questions about Fin Guru Compliance Review

What does Fin Guru Compliance Review do?

Compliance review of a Finance Guru deliverable or a proposed position. Fin Guru Compliance Review is an agent skill from AojdevStudio/Finance-Guru. Compliance review of a Finance Guru deliverable or a proposed position.

When should I use Fin Guru Compliance Review?

Fin Guru Compliance Review fits situations like: buy ticket is about to be final; the owner asks whether a position passes risk review.

How do I install Fin Guru Compliance Review in Claude Code?

Run `npx skills add AojdevStudio/Finance-Guru --skill fin-guru-compliance-review -a claude-code`. Or copy the skill folder (.claude/skills/fin-guru-compliance-review in AojdevStudio/Finance-Guru) into .claude/skills/fin-guru-compliance-review in your project. Claude Code loads it when a task matches its description.

How do I install Fin Guru Compliance Review in Codex?

Run `npx skills add AojdevStudio/Finance-Guru --skill fin-guru-compliance-review -a codex`. Or copy the skill folder (.claude/skills/fin-guru-compliance-review in AojdevStudio/Finance-Guru) into .agents/skills/fin-guru-compliance-review in your project. Codex loads it when a task matches its description.

Can I use Fin Guru Compliance Review in Cursor, Gemini CLI or GitHub Copilot?

Cursor, Gemini CLI, GitHub Copilot and OpenCode also load SKILL.md folders. With the skills CLI, run `npx skills add AojdevStudio/Finance-Guru --skill fin-guru-compliance-review -a cursor` (or -a gemini-cli, github-copilot or opencode for the others). To copy it by hand, put the folder in .cursor/skills/fin-guru-compliance-review, .gemini/skills/fin-guru-compliance-review, .github/skills/fin-guru-compliance-review and .opencode/skills/fin-guru-compliance-review in your project.

What does Fin Guru Compliance Review need to run?

Going by SKILL.md and its folder, Fin Guru Compliance Review needs the command-line tools its instructions call (uv). Our summary lists: Python 3.

Does Fin Guru Compliance Review access the network?

SKILL.md contains no URLs. Its commands use uv, which can reach the network depending on how they are called. This is read from the text; nothing was executed.

Is Fin Guru Compliance Review safe to install?

Our automated static check of SKILL.md found no risky patterns, such as piping downloads into a shell, reading credential files or hidden Unicode. It is not a guarantee. Review the folder before installing.

What licence does Fin Guru Compliance Review use?

Fin Guru Compliance Review is published under the AGPL-3.0 licence (the repository's licence). It allows redistribution, so the full SKILL.md is shown on this page.

How many tokens does Fin Guru Compliance Review use?

About 801 tokens (SKILL.md is roughly 3.2k characters). Agents keep only the skill's name and description in context until a task matches; then they load SKILL.md in full.

What are the alternatives to Fin Guru Compliance Review?

Skills that share tags, products or a category with Fin Guru Compliance Review: HIPAA Pre-Deployment Compliance Check (maziyarpanahi/openmed, 5.5k stars), Hipaa Compliance (Sushegaad/Claude-Skills-Governance-Risk-and-Compliance, 946 stars), ISO Standards Readiness Evidence (K-Dense-AI/scientific-agent-skills, 48k stars) and Iso42001 (Sushegaad/Claude-Skills-Governance-Risk-and-Compliance, 946 stars). The comparison table on this page puts their stars, adoption, token cost, safety result and licence side by side.

Who maintains Fin Guru Compliance Review?

AojdevStudio (a GitHub user) maintains it in AojdevStudio/Finance-Guru, which has 322 GitHub stars. The repository holds 18 skills in this directory. The repository was last updated on October 9, 2026.

Source: AojdevStudio/Finance-Guru on GitHub. Facts on this page come from the repository at the commit we read; the author's words are quoted as theirs.